Services Fees & Charges


Items Charges Remarks
HK Stock
Commission 0.25% on gross amount minimum: HK$100
Stamp Duty 0.100% on gross amount (round up to nearest dollar)
Transaction Levy 0.0027% on gross amount
HKEx Trading Fee 0.5% on gross amount
CCASS Settlement Fee 0.002% on gross amount minimum: HK$2/ maximum: HK$100
CCASS Depository Service Charges
Transfer Deed HK$5.00 for each transfer deed
Physical Stock Deposit Nil
Physical Stock Withdrawal HK$6.00 per board lot minimum: HK$100
Stock Deposit via CCASS (SI) Nil
Stock Withdrawal via CCASS (SI) HK$100.00 per stock In addition, 0.02% market value (based on previous closing price) [minimum HK$ 20]
Investor Settlement Instruction Fee HK$5.00 per transaction
Service Charges & Interest Rate
Overdue Settlement Charge for Cash Clients' Transactions Prime +6%
Daily Account Statement HK$30.00 per hard copy
Custody Fee Nil
Market Data Related Charges for HK Stock
Internet Trading Platform Nil
Real Time Quotes Services HK$350.00 per month
Nominee Services & Corporate Actions for HK Stock
Scrip Fee HK$2.00 per board lot
Cash /Scrip Dividends/Coupon Collection Fee 0.500% of cash dividend collected minimum: HK$20
Bonus Shares Collection Fee Nil
Bonus Warrant/Rights Collection Fee Nil
Rights Subscriptions/Warrants Conversions or Open/Preferential Offers, Cash Offers andAll Other Corporate Actions HK$0.80 per board lot In addition, HK$50 per instruction
Handling Charge for Unclaimed Entitlements HK$500.00 per claim and per stock (regardless of the result) plus additional fees for relevant nominee services
IPO Application Service Charges for HK Stock
IPO Application HK$100.00
Canellation or Amendment of IPO HK$100.00
Application with Insufficient Fund HK$500.00 The Company reserves the right to reject insufficient fund IPO applications without prior notice
Other Charges
Fund Transfer
Chats HK$0.00 per case plus actual bank charge
T/T HK$400.00 per case plus actual bank charge
Returned Cheque HK$300.00 per cheque
Stop Payment HK$300.00 per case
Cheque Marked Good HK$250.00 per case
Account Confirmation Letter HK$300.00 per copy

Notes:

Charges and Fees are subject to change without prior notice.


Items Charges Remarks
Mutual Market-Shanghai and Shenzhen Eligible Stocks (Northbound Trading)
Commission 0.250% on gross amount minimum: CNY100
Handling Fee 0.00487% on gross amount of a transaction per side
Securities Management Fee 0.002% on gross amount of a transaction per side
Transfer Fee 0.002% on gross amount of a transaction per side
Stamp Duty 0.100% on gross amount of a transaction on the seller
Portfolio Fee 0.008% Daily stock portfolio value Daily stock portfolio value x 0.008% / 365 (Accrued daily colltected on a monthly basis)
Cash /Scrip Dividends/Coupon Collection Fee 0.500% of cash dividend collected minimum: CNY$20
Settlement Instruction Fee (Stock Deliver Out) CNY100 per board lot In addition, 0.02% market value (based on previous closing price) [minimum CNY$ 20]
Rights Subscriptions/Warrants Conversions or Open/Preferential Offers, Cash Offers and All Other Corporate Actions CNY0.8 per board lot In addition, CNY$50 per instruction
Money Settlement Fee: Handling Charge HK$300.00 per transaction

Notes :

Charges and Fees are subject to change without prior notice.
Fees are charged in CNY and will be settled in CNY. 


Items Charges Remarks
United States
Commission 0.250% on gross amount minimum: USD25
Transaction Fee 0.0119% per share minimum: USD0.01 and maximum: USD5.95
Sales Tax 0.00184% on gross amount (for Sellers only)
Non DTC Eligible Stock Clearing Fees USD75 per transaction Based on different stocks and total shares traded, the chargable fees may exceed the order consideration.
ADR Depository Fee USD0.01-0.05 per share Per share per book close collected by the ADR issures
Dividend Collection Fee 0.300% on gross dividend minimum: USD10
Dividend Tax 30.000% on gross dividend Deduct upon receiving the dividend
Electronic Deposit Fee USD30 per transaction
Electronic Withdrawal Fee USD30 per transaction

Notes :

Charges and Fees are subject to change without prior notice.


Last update : 20/9/2018