| Items | Charges | Remarks | |
|---|---|---|---|
| HK Stock | |||
| Commission | 0.25% | on gross amount | minimum: HK$100 |
| Stamp Duty | 0.100% | on gross amount | (round up to nearest dollar) |
| Transaction Levy | 0.0027% | on gross amount | |
| HKEx Trading Fee | 0.5% | on gross amount | |
| CCASS Settlement Fee | 0.002% | on gross amount | minimum: HK$2/ maximum: HK$100 |
| CCASS Depository Service Charges | |||
| Transfer Deed | HK$5.00 | for each transfer deed | |
| Physical Stock Deposit | Nil | ||
| Physical Stock Withdrawal | HK$6.00 | per board lot | minimum: HK$100 |
| Stock Deposit via CCASS (SI) | Nil | ||
| Stock Withdrawal via CCASS (SI) | HK$100.00 | per stock | In addition, 0.02% market value (based on previous closing price) [minimum HK$ 20] |
| Investor Settlement Instruction Fee | HK$5.00 | per transaction | |
| Service Charges & Interest Rate | |||
| Overdue Settlement Charge for Cash Clients' Transactions | Prime +6% | ||
| Daily Account Statement | HK$30.00 | per hard copy | |
| Custody Fee | Nil | ||
| Market Data Related Charges for HK Stock | |||
| Internet Trading Platform | Nil | ||
| Real Time Quotes Services | HK$350.00 | per month | |
| Nominee Services & Corporate Actions for HK Stock | |||
| Scrip Fee | HK$2.00 | per board lot | |
| Cash /Scrip Dividends/Coupon Collection Fee | 0.500% | of cash dividend collected | minimum: HK$20 |
| Bonus Shares Collection Fee | Nil | ||
| Bonus Warrant/Rights Collection Fee | Nil | ||
| Rights Subscriptions/Warrants Conversions or Open/Preferential Offers, Cash Offers andAll Other Corporate Actions | HK$0.80 | per board lot | In addition, HK$50 per instruction |
| Handling Charge for Unclaimed Entitlements | HK$500.00 | per claim and per stock (regardless of the result) plus additional fees for relevant nominee services | |
| IPO Application Service Charges for HK Stock | |||
| IPO Application | HK$100.00 | ||
| Canellation or Amendment of IPO | HK$100.00 | ||
| Application with Insufficient Fund | HK$500.00 | The Company reserves the right to reject insufficient fund IPO applications without prior notice | |
| Other Charges | |||
| Fund Transfer | |||
| Chats | HK$0.00 | per case | plus actual bank charge |
| T/T | HK$400.00 | per case | plus actual bank charge |
| Returned Cheque | HK$300.00 | per cheque | |
| Stop Payment | HK$300.00 | per case | |
| Cheque Marked Good | HK$250.00 | per case | |
| Account Confirmation Letter | HK$300.00 | per copy | |
Charges and Fees are subject to change without prior notice.
| Items | Charges | Remarks | |
|---|---|---|---|
| Mutual Market-Shanghai and Shenzhen Eligible Stocks (Northbound Trading) | |||
| Commission | 0.250% | on gross amount | minimum: CNY100 |
| Handling Fee | 0.00487% | on gross amount of a transaction per side | |
| Securities Management Fee | 0.002% | on gross amount of a transaction per side | |
| Transfer Fee | 0.002% | on gross amount of a transaction per side | |
| Stamp Duty | 0.100% | on gross amount of a transaction on the seller | |
| Portfolio Fee | 0.008% | Daily stock portfolio value | Daily stock portfolio value x 0.008% / 365 (Accrued daily colltected on a monthly basis) |
| Cash /Scrip Dividends/Coupon Collection Fee | 0.500% | of cash dividend collected | minimum: CNY$20 |
| Settlement Instruction Fee (Stock Deliver Out) | CNY100 | per board lot | In addition, 0.02% market value (based on previous closing price) [minimum CNY$ 20] |
| Rights Subscriptions/Warrants Conversions or Open/Preferential Offers, Cash Offers and All Other Corporate Actions | CNY0.8 | per board lot | In addition, CNY$50 per instruction |
| Money Settlement Fee: Handling Charge | HK$300.00 | per transaction | |
Charges and Fees are subject to change without prior notice.
Fees are charged in CNY and will be settled in CNY.
| Items | Charges | Remarks | |
|---|---|---|---|
| United States | |||
| Commission | 0.250% | on gross amount | minimum: USD25 |
| Transaction Fee | 0.0119% | per share | minimum: USD0.01 and maximum: USD5.95 |
| Sales Tax | 0.00184% | on gross amount (for Sellers only) | |
| Non DTC Eligible Stock Clearing Fees | USD75 | per transaction | Based on different stocks and total shares traded, the chargable fees may exceed the order consideration. |
| ADR Depository Fee | USD0.01-0.05 | per share | Per share per book close collected by the ADR issures |
| Dividend Collection Fee | 0.300% | on gross dividend | minimum: USD10 |
| Dividend Tax | 30.000% | on gross dividend | Deduct upon receiving the dividend |
| Electronic Deposit Fee | USD30 | per transaction | |
| Electronic Withdrawal Fee | USD30 | per transaction | |
Charges and Fees are subject to change without prior notice.